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FINRA-Reviewed Reports and Graphs
The table below lists reports available in Principia. To view a sample of any report, click on the icon in the first column. Click on the icons in the adjacent columns to view the sample report(s) submitted to the FINRA for review and corresponding response letter(s).
Report Type Report Name Report
PDF
File
Reports Submitted to FINRA FINRA Response Letter
Research Reports
Mutual Fund Detail
122K
303K
60K
Stock Detail
32K
Variable Annuity Subaccount Detail
123K
184K
1,835K
Variable Life Subaccount Detail
120K
115K
1,835K
ETF Detail
114K
162K
60K
Closed End Detail
118K
118K
60K
Separate Account Detail
32K
Portfolio Reports
Portfolio Snapshot™
153K
358K
114K
Hypothetical - Individual
174K
393K
328K
Graphs
Investment Growth
39K
Rolling Return
34K
Correlation Matrix
30K
Total Annual Return
33K
Presentations and Education
4,066K
212K
227K