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| FINRA-Reviewed Reports and Graphs |
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| The table below lists reports available in Advisor Workstation. To view a sample of any report, click on the icon in the first column. Click on the icons in the adjacent columns to view the sample report(s) submitted to the FINRA for review and corresponding response letter(s). |
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| | The table below lists reports available in Advisor Workstation. To view a sample of any report, click on the icon in the first column. Click on the icons in the adjacent columns to view the sample report(s) submitted to the FINRA for review and corresponding response letter(s). | | | |
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Report Type
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Report Name
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Report
PDF
File
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Reports Submitted to FINRA
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FINRA Response Letter
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| | | | Mutual Fund Investment Detail™ |
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| | | | Mutual Fund Load-Waived Detail |
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| | | | Mutual Fund Comprehensive |
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| | | | Variable Annuity Subaccount Investment Detail™ |
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| | | | Variable Annuity Comprehensive |
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| | | | Variable Annuity Comparison |
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| | | | Variable Life Subaccount Investment Detail™ |
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| | | | Closed End Investment Detail™ |
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| | | | Price and Distribution Report |
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| | | | Share Class Comparison-Hypothetical Analysis |
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| | | | Fund Cost Comparison-Hypothetical Analysis |
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| | | | DC Plan Comparison Report |
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| | | | Hypothetical - Individual |
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| | | Stock Intersection |
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| | | | Historical Asset Allocation |
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| | | | IRA Comparison and Roth Conversion Calculator |
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